| # | Country | Total Patents | |
|---|---|---|---|
| #1 | United States | 17 | |
| #2 | Canada | 2 | |
| #3 | WIPO (World Intellectual Property Organization) | 2 | |
| #4 | Australia | 1 | |
| #5 | EPO (European Patent Office) | 1 |
| # | Industry | |
|---|---|---|
| #1 | IT methods for management | |
| #2 | Digital networks | |
| #3 | Computer technology | |
| #4 | Machines |
| # | Technology | |
|---|---|---|
| #1 | Data processing systems | |
| #2 | Digital information transmission | |
| #3 | Electric digital data processing | |
| #4 | Unspecified technologies |
| # | Name | Total Patents |
|---|---|---|
| #1 | Fein Robert A | 15 |
| #2 | Burakoff Stephen V | 15 |
| #3 | Simmel Sergiu S | 15 |
| #4 | Magary Alex | 6 |
| #5 | Levering Jeffrey B | 3 |
| #6 | Gupta Anil | 2 |
| #7 | Kunz Larry | 2 |
| #8 | Leclair Craig | 2 |
| #9 | Levering Jeffrey | 2 |
| #10 | Tuller Brigitte | 2 |
| Publication | Filing date | Title |
|---|---|---|
| CA2613842A1 | Systems and methods for determining investment product suitability | |
| WO2005003905A2 | Method for creating and delivering customized compliance information | |
| US2005102313A1 | System for locating data elements within originating data sources | |
| AU2003231226A1 | System for mapping financial disclosure data into compliance information | |
| US6782506B1 | Obtaining consent for electronic delivery of compliance information |